TCAS I and II

AIM ¶ 4-4-16 TCAS I and II

AIM 4-4-16 explains TCAS I vs TCAS II, traffic advisories, resolution advisories, and pilot/ATC responsibilities. Study guide for pilot students.

In Plain English

TCAS (Traffic Alert and Collision Avoidance System) helps pilots avoid mid-air collisions by tracking other transponder-equipped aircraft.

  • TCAS I: Gives proximity warnings only to help you visually acquire intruder traffic. No avoidance maneuvers are recommended or authorized. Used by smaller commuters (10–30 seats) and GA aircraft.
  • TCAS II: Provides both Traffic Advisories (TA) and Resolution Advisories (RA). RAs recommend vertical maneuvers (climb or descend) to resolve conflicts. Required on transport category and larger commuter/business aircraft (31+ seats).

Pilot responsibilities:

  • On a TA: Try to acquire the traffic visually, but do not deviate from your clearance based on TA info alone.
  • On an RA: Respond immediately and maneuver as directed, unless it would jeopardize safety or you have definitive visual contact ensuring separation.
  • Notify ATC of any deviation as soon as practicable, and again when clear of conflict and returning to clearance.
  • Keep deviations to the minimum necessary.

ATC is not responsible for IFR separation during an RA maneuver until you return to assigned altitude/course, get new instructions, or report the maneuver complete. Remember: TCAS doesn't see non-transponder aircraft, so it's not a substitute for see-and-avoid or pilot responsibility.

AIM Source Text
FAA AIM ¶ 4-4-16
4-4-16. 4-4-16. Traffic Alert and Collision Avoidance System (TCAS I & II) TCAS I provides proximity warning only, to assist the pilot in the visual acquisition of intruder aircraft. No recommended avoidance maneuvers are provided nor authorized as a direct result of a TCAS I warning. It is intended for use by smaller commuter aircraft holding 10 to 30 passenger seats, and general aviation aircraft. TCAS II provides traffic advisories (TA) and resolution advisories (RA). Resolution advisories provide recommended maneuvers in a vertical direction (climb or descend only) to avoid conflicting traffic. Transport category aircraft, and larger commuter and business aircraft holding 31 passenger seats or more, are required to be TCAS II equipped. When a TA occurs, attempt to establish visual contact with the traffic but do not deviate from an assigned clearance based only on TA information. When an RA occurs, pilots should respond immediately to the RA displays and maneuver as indicated unless doing so would jeopardize the safe operation of the flight, or the flight crew can ensure separation with the help of definitive visual acquisition of the aircraft causing the RA. Each pilot who deviates from an ATC clearance in response to an RA must notify ATC of that deviation as soon as practicable, and notify ATC when clear of conflict and returning to their previously assigned clearance. Deviations from rules, policies, or clearances should be kept to the minimum necessary to satisfy an RA. Most RA maneuvering requires minimum excursion from assigned altitude. The serving IFR air traffic facility is not responsible to provide approved standard IFR separation to an IFR aircraft, from other aircraft, terrain, or obstructions after an RA maneuver until one of the following conditions exists: The aircraft has returned to its assigned altitude and course. Alternate ATC instructions have been issued. A crew member informs ATC that the TCAS maneuver has been completed. NOTE- TCAS does not alter or diminish the pilot's basic authority and responsibility to ensure safe flight. Since TCAS does not respond to aircraft which are not transponder equipped or aircraft with a transponder failure, TCAS alone does not ensure safe separation in every case. At this time, no air traffic service nor handling is predicated on the availability of TCAS equipment in the aircraft.
Oral Exam Questions a DPE Might Ask
Q1What is the difference between TCAS I and TCAS II?
Per AIM 4-4-16, TCAS I provides proximity warnings only to assist visual acquisition — no avoidance maneuvers are authorized. TCAS II provides both Traffic Advisories (TA) and Resolution Advisories (RA), with RAs recommending vertical climb or descend maneuvers to avoid conflicts. TCAS I is used in smaller commuter (10–30 seat) and GA aircraft; TCAS II is required on transport category and larger commuter/business aircraft with 31+ seats.
Q2How should you respond to a TCAS Resolution Advisory, and what must you tell ATC?
Per AIM 4-4-16, pilots should respond immediately to an RA and maneuver as indicated, unless doing so would jeopardize safe flight or the crew can ensure separation through definitive visual acquisition. You must notify ATC of any deviation from clearance as soon as practicable, and notify ATC again when clear of conflict and returning to your previously assigned clearance. Deviations should be kept to the minimum necessary.
Q3Does TCAS guarantee safe separation from all traffic?
No. Per AIM 4-4-16, TCAS does not respond to aircraft without a transponder or with a transponder failure, so it alone does not ensure safe separation in every case. TCAS does not alter or diminish the pilot's basic authority and responsibility to ensure safe flight, and no ATC service is predicated on TCAS availability.
Related Paragraphs in AIM Chapter 4
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AIM 4-4-16 — TCAS I & II Traffic Alerts