AIM ¶ 4-6-9 — RVSM Contingency Actions
AIM 4-6-9 contingency procedures for weather encounters and aircraft system failures after entering RVSM airspace. Pilot and ATC actions explained for checkride prep.
In Plain English
AIM 4-6-9 outlines what to do when something goes wrong after you've entered RVSM airspace (FL290–FL410, where 1,000 ft vertical separation applies). Initial pilot actions for any contingency are:
- Notify ATC and request assistance
- Maintain cleared flight level to the extent possible while evaluating
- Watch for traffic visually and via TCAS
- Illuminate exterior lights to alert nearby aircraft
Specific scenarios:
- Severe turbulence or Mountain Wave Activity (MWA) causing ~200 ft deviations: contact ATC with "Unable RVSM Due (reason)" and request a vector, FL change, or reroute.
- General MWA encounter: report it; request FL change or reroute if desired.
- Wake turbulence: request a vector, FL change, or lateral offset.
- Failure of autopilot, altitude alerter, or all primary altimeters: state "Unable RVSM Due Equipment" and request clearance out of RVSM airspace.
- One primary altimeter still working: cross-check the standby and notify ATC; if accuracy is unconfirmed, treat as total failure.
- Transponder failure: request to continue at cleared FL (note 14 CFR 91.215 regulates inop transponder ops).
This is operational guidance, not a regulation — pilot and controller judgment governs the best response.
AIM Source Text
FAA AIM ¶ 4-6-94-6-9. 4-6-9. Contingency Actions: Weather Encounters and Aircraft System Failures that Occur After Entry into RVSM Airspace
TBL 4-6-2 provides pilot guidance on actions to take under certain conditions of aircraft system failure that occur after entry into RVSM airspace and weather encounters. It also describes the expected ATC controller actions in these situations. It is recognized that the pilot and controller will use judgment to determine the action most appropriate to any given situation. TBL 4-6-2 Contingency Actions: Weather Encounters and Aircraft System Failures that Occur After Entry into RVSM Airspace Initial Pilot Actions in Contingency Situations Initial pilot actions when unable to maintain flight level (FL) or unsure of aircraft altitude-keeping capability: •Notify ATC and request assistance as detailed below. •Maintain cleared flight level, to the extent possible, while evaluating the situation. •Watch for conflicting traffic both visually and by reference to TCAS, if equipped . •Alert nearby aircraft by illuminating exterior lights (commensurate with aircraft limitations). Severe Turbulence and/or Mountain Wave Activity (MWA) Induced Altitude Deviations of Approximately 200 feet Pilot will: Controller will: •When experiencing severe turbulence and/or MWA induced altitude deviations of approximately 200 feet or greater, pilot will contact ATC and state “Unable RVSM Due (state reason)” (e.g., turbulence, mountain wave)•If not issued by the controller, request vector clear of traffic at adjacent FLs •If desired, request FL change or re-route •Report location and magnitude of turbulence or MWA to ATC •Vector aircraft to avoid merging target with traffic at adjacent flight levels, traffic permitting •Advise pilot of conflicting traffic •Issue FL change or re-route, traffic permitting •Issue PIREP to other aircraft See paragraph 4-6-6 , Guidance on Severe Turbulence and Mountain Wave Activity (MWA) for detailed guidance. Paragraph 4-6-6 explains “traffic permitting.” Mountain Wave Activity (MWA) Encounters - General Pilot actions: Controller actions: •Contact ATC and report experiencing MWA •If so desired, pilot may request a FL change or re-route •Report location and magnitude of MWA to ATC •Advise pilot of conflicting traffic at adjacent FL •If pilot requests, vector aircraft to avoid merging target with traffic at adjacent RVSM flight levels, traffic permitting •Issue FL change or re-route, traffic permitting •Issue PIREP to other aircraft See paragraph 4-6-6 for guidance on MWA. Paragraph 4-6-6 explains “traffic permitting.” NOTE- MWA encounters do not necessarily result in altitude deviations on the order of 200 feet. The guidance below is intended to address less significant MWA encounters. Wake Turbulence Encounters Pilot should: Controller should: •Contact ATC and request vector, FL change or, if capable, a lateral offset •Issue vector, FL change or lateral offset clearance, traffic permitting See paragraph 4-6-7 , Guidance on Wake Turbulence. Paragraph 4-6-6 explains “traffic permitting.” “Unable RVSM Due Equipment” Failure of Automatic Altitude Control System, Altitude Alerter or All Primary Altimeters Pilot will: Controller will: •Contact ATC and state “Unable RVSM Due Equipment” •Request clearance out of RVSM airspace unless operational situation dictates otherwise •Provide 2,000 feet vertical separation or appropriate horizontal separation •Clear aircraft out of RVSM airspace unless operational situation dictates otherwise One Primary Altimeter Remains Operational Pilot will: Controller will: •Cross check stand-by altimeter •Notify ATC of operation with single primary altimeter •If unable to confirm primary altimeter accuracy, follow actions for failure of all primary altimeters •Acknowledge operation with single primary altimeter Transponder Failure Pilot will: Controller will: •Contact ATC and request authority to continue to operate at cleared flight level •Comply with revised ATC clearance, if issued •Consider request to continue to operate at cleared flight level •Issue revised clearance, if necessary NOTE- 14 CFR section 91.215 (ATC transponder and altitude reporting equipment and use) regulates operation with the transponder inoperative.
Oral Exam Questions a DPE Might Ask
Q1What are the initial pilot actions if you become unable to maintain your flight level in RVSM airspace?
Per AIM 4-6-9, notify ATC and request assistance, maintain cleared flight level to the extent possible while evaluating, watch for conflicting traffic visually and via TCAS if equipped, and illuminate exterior lights to alert nearby aircraft.
Q2What phraseology should you use after experiencing severe turbulence or mountain wave activity causing approximately 200 feet of altitude deviation in RVSM airspace?
Per AIM 4-6-9, contact ATC and state "Unable RVSM Due (state reason)" — for example, turbulence or mountain wave. You should also request a vector clear of traffic at adjacent FLs if not already issued, and may request an FL change or reroute.
Q3If your automatic altitude control system or all primary altimeters fail in RVSM airspace, what should you do, and how will ATC respond?
Per AIM 4-6-9, contact ATC and state "Unable RVSM Due Equipment" and request clearance out of RVSM airspace unless the operational situation dictates otherwise. ATC will provide 2,000 feet vertical separation or appropriate horizontal separation and clear you out of RVSM airspace.
Related Paragraphs in AIM Chapter 4